Christopher Ziogas, a former Connecticut representative who most recently worked at Kestra, has been barred by FINRA.

For a look at the five issuers that led in MYGA sales in the third quarter, which combined for about $18 billion in ...

Investors appear unconcerned about market risks even though stocks are priced for perfection, Crosssmark Global Investments CEO and Chief Investment Officer Bob Doll suggested in his weekly commentary ...

New legislation, the Surviving Widow (er) Income Fair Treatment (SWIFT) Act, would expand Social Security survivor's benefits for widows, widowers and surviving divorced spouses by updating benefit ...

The accompanying gallery presents ThinkAdvisor’s 10 gift ideas, all costing less than $100.

The 2024 DOL fiduciary rule was previously stayed by two federal district courts in challenges brought by insurance industry groups, which stopped the rule from taking effect. The two cases applied ...

In a complaint filed in North Carolina Superior Court in Lincoln County in October, Busch and his wife, Samantha, accuse Pacific Life and an agent of promoting complex IUL policies as "tax-free ...

The Early Education Savings Program Act, introduced Tuesday, would expand 529 savings plans to cover child care expenses for children younger than 5 at state-licensed child care facilities.

ThinkAdvisor looked at major financial misdeeds from the past century, and while Ponzi’s own scheme is a bit too old to ...

As detailed in a new analysis by the Colcom Group, the consulting and accounting firm, the end of the year is a great time to ...

Average 401 (k), IRA and 403 (b) account balances reached new record highs in the third quarter, driven by consistent savings ...

Five years after the pandemic, everyone is back in holiday mode. People are partying, with events at the homes of friends, ...