Former PayPal and Intuit CEO Bill Harris has launched Evergreen Wealth, a digital RIA he says is being self-funded with over $10 million of his own capital. Evergreen Wealth is not the first RIA ...

The advisor, Michael P. Raineri, 63, was indicted in November 2024, according to the Department of Justice. He pleaded guilty to wire fraud in June 2025. Raineri started working in the securities ...

Affluent households remain the driving force behind charitable giving in the United States, according to new research from Bank of America and the Indiana University Lilly Family School of ...

Every generation faces a moment when the rules change. For financial advisors, that moment is now, and it is an Extension Event. This historical time will be marked as the point where the rise of ...

A partial shutdown of the US government appears all but certain as Congress remains deadlocked over funding legislation, with prediction markets placing the odds at about 80% as of midday Tuesday. The ...

The Torrance, California-based consolidator's newest strategic minority investment, marking a first for Ares, will help advance the RIA's talent acquisition, M&A strategy, and other priorities.

The Securities and Exchange Commission has approved a set of cost-cutting measures for the Consolidated Audit Trail, the massive trade-tracking database at the center of a years-long dispute between ...

LPL and Wells Fargo are closing September on a high note with separate billion-dollar team additions. Meanwhile, Raymond James is continuing its Commonwealth recruitment streak, and Baird extended its ...

From regulatory issues to weakened gates against unqualified investors and undisclosed leverage, recent worst-case scenarios have left thousands of Main Street participants worse off than when they ...

Chief Executive Officer Bruce Van Saun expects its wealth arm, a "startup inside a 200-year-old bank," will add 15% to its bottom line within three to five years.

The $55 billion take-private of Electronic Arts Inc. has evoked several superlatives, including being heralded as the biggest leveraged buyout of all time. Part of that list is JPMorgan Chase & Co.’s ...

Spot gold fell 0.9% after touching a new all-time high earlier on Tuesday. The metal’s surge is pausing after a 45% gain this year, driven by expectations for Federal Reserve interest-rate cuts and ...