Companies and individuals managing more than $100 million in stocks report their holdings to the SEC in 13F filings. Investors can use 13F filings to keep an eye on moves made by Wall Street's biggest ...
Large hedge funds must file a Form 13F with the SEC within 45 days at the end of each quarter. Investors who want to gain insight into what strategy a hedge fund is using, or what stocks its holding ...
This article was written by Kate Lee, Global Head of Enterprise Regulatory Data Solutions, and Thomas Labbe, Global Regulatory Product Manager, Ellena Lee, Global Regulatory Product Manager Short ...
In a vote of 3-2, the SEC adopted new rule 13f-2 and related Form SHO to provide greater transparency of short sale data from which is in response to Section 929X of the Dodd-Frank Wall Street Reform ...
We love our crime and detective stories. The "CSI," "NCIS," and "Law & Order" franchises are hugely popular, and whenever I’m at the gym, it’s a guarantee that an episode from one of these shows is on ...
The Securities and Exchange Commission oversees and regulations certain entities that provide financial and investment advice or management services. As part of those regulations, the SEC requires the ...
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