FINRA has barred Craig David Dima, a former K.C. Ward Financial representative, for making $15 million worth of inappropriate toothpaste stock trades. The unauthorized and unsuitable trades were made ...
An advisor was barred after FINRA accused him of scrubbing thousands of dollars out of his client’s account by trading Colgate-Palmolive stock without her permission. Processing Content Craig David ...
Craig David Dima has been barred from the securities industry for making unauthorized and unsuitable trades totaling approximately $15 million in a 73-year-old retiree's account, and for ...
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