SEC.gov | Press Releases
WEB6 days ago · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive.
SEC.gov | Twenty-Six Firms to Pay More Than $390 Million …
WEBAug 14, 2024 · The Securities and Exchange Commission today announced charges against 26 broker-dealers, investment advisers, and dually-registered broker-dealers and investment advisers for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications.
SEC Charges Multiple Individuals and Entities in Relationship ... - SEC.gov
WEB2 days ago · Washington D.C., Sept. 17, 2024 —. The Securities and Exchange Commission today charged five entities and three individuals in connection with two relationship investment scams involving fake crypto asset trading platforms NanoBit and CoinW6, respectively. The SEC’s two complaints allege that the defendants solicited …
Southeastern Conference
WEB5 days ago · Comprehensive coverage of SEC football, basketball, baseball and more, including live games, scores, schedules, standings and news
SEC cuts tick size for stock market trades to a half penny
WEB19 hours ago · The SEC’s five commissioners voted unanimously to reduce the so-called “tick size”, or spread, between buy and sell prices to a half-cent from a full penny for stocks that met certain ...
Supreme Court curbs SEC powers to enforce securities laws
WEBJun 27, 2024 · The case is one of several on the docket in which the conservative-majority court is weighing business-backed efforts to curb the power of federal agencies.
Supreme Court knocks down Wall Street regulator’s in-house courts
WEBJun 27, 2024 · The Supreme Court ruled Thursday that the Securities and Exchange Commission can’t rely on in-house courts to resolve certain enforcement disputes, a decision that could deliver a blow to a ...
US SEC settles charges against Rari Capital over misleading investors
WEB17 hours ago · The U.S. Securities and Exchange Commission said on Wednesday it settled charges against decentralized finance platform Rari Capital and its founders over misleading investors and acting as ...
SEC Approves New Half-Cent Stock Pricing to Lower Costs for …
WEB19 hours ago · In an effort to reduce costs for investors, the SEC will start quoting some stocks in half-penny increments.
SEC.gov | Latest from the SEC
WEB3 days ago · SEC Publishes Small Business Educational Resources About Income Statements and Balance Sheets. Advocate for Small Business Capital Formation. Sept. …
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